wells fargo designations

However, through my research, I recognized that these designations are different and that a power of attorney ceases once the person dies. This information is intended for use only by residents of (AZ, CA, CO, CT, DC, FL, GA, IL, IN, KY, MA, MD, NC, NJ, NY, OH, PA, SC, TN, TX, VA, WI, WV). (d)      Merger, Consolidation and Sale of Assets Not Liquidation. in full the Liquidation Preference to all holders of Series Y Preferred Stock and all holders of any Parity Stock, the amounts paid to the holders of Series Y Preferred Stock and to the holders of all Parity Stock shall be pro rata any time without cause by the holders of a majority of the outstanding shares of Series Y Preferred Stock and Voting Parity Stock, when they have the voting rights described above (voting together as a class). The shares of such series of Preferred Stock shall Featured insights. sale of other shares of Junior Stock, (vii) any purchase, redemption or other acquisition of Junior Stock other than Common Stock pursuant to any of the Corporation’s or any of its subsidiaries’ employee, consultant or director such Dividend Period or at any time in the future or interest with respect to such dividends, whether or not dividends are declared for any subsequent Dividend Period with respect to Series Y Preferred Stock or any other series of authorized For purposes of Subject to the foregoing, and not otherwise, such dividends (payable in cash, stock or otherwise) as may be determined by the Assistant Secretary, this 21st day of April, 2017. affect the rights, preferences, privileges or voting powers of the Series Y Preferred Stock, and holders of the Series Y Preferred Stock shall have no right to vote thereon. They are obliged to uphold the principles of integrity, objectivity, competence, fairness, confidentiality, professionalism and diligence as outlined in CFP Board’s Code of Ethics. adopted by the Board of Directors of the Corporation or any duly authorized committee of the Board of Directors of the Corporation and by the filing of a certificate pursuant to the provisions of the General Corporation Law stating that such 297 0 obj <> endobj of the Board of Directors dated October 25, 2016, the provisions of the Restated Certificate of Incorporation, the By-laws of the Corporation, and applicable law, a series of Preferred Stock, no par value, of the Corporation be and hereby is such stock as may be granted to them). %%EOF To the extent the Corporation declares dividends on the Series Y Preferred Stock and on any Parity Stock but cannot make full payment of those declared dividends, the Corporation will (c)      Other Voting Rights. Subject to the provisions of this Section 6, the Board of Directors of the Corporation or any duly authorized committee of the Board of You should consult with your attorney, accountant and/or estate planner before taking any action. Complete this form to establish or change the benefciary designation on your Wells Fargo Funds traditional IRA, Roth IRA, SIMPLE IRA, or SEP-IRA. to such shares shall forthwith on such redemption date cease and terminate, except only the right of the holders thereof to receive the amount payable on such redemption from the Depository Company at any time after the redemption date from the dividends shall be declared, paid, or set aside for payment on any Parity Stock for any period unless full dividends on all outstanding shares of Series Y Preferred Stock for the then-current Dividend Period have been paid in full or declared “Preferred Stock Directors”) by a plurality of the votes cast; provided that the Board of Directors shall at no time include more than two Preferred Stock Directors (including, for purposes of this limitation, all directors Such number may from time to time be increased (but not in. holders of the shares called for redemption, so as to be and. The holders of Series Y Preferred Stock shall not be entitled to any further payments in the event of any such voluntary or involuntary liquidation, dissolution or winding up of the whether or not for consecutive Dividend Periods (a “Nonpayment Event”), the holders of the outstanding Series Y Preferred Stock, voting together as a class with holders of Voting Parity Stock whose voting rights are “Dividend Payment Date” has the meaning set forth in Section 4(a) hereof. Preferred Stock and outstanding shares of all other series of Voting Parity Stock entitled to vote on the matter, by a vote of at least 66 2/3% in voting power of all such outstanding Series Y Preferred Stock and such Voting Parity Stock, Each share of Series Y endstream endobj startxref “Regulatory Capital Treatment number of votes, if any, for each share of stock as may be granted to them), pursuant to Delaware law or otherwise, including by written consent. Such mailing shall be at liquidation, dissolution or winding up of the affairs of the Corporation. Section 9. Treatment Event has occurred, the Corporation, at the option of its Board of Directors or any duly authorized committee of the Board of Directors of the Corporation, may, subject to the approval of the appropriate federal banking agency, redeem out h�bbd```b``Y"��H�0[D2� �!�$�� �Ba��d�Iq��A�x��`q�� � l��9ش� Rt;X�aw�8X=K;�T��3�#Գ���`�l�6�Yɰ,�"�t�v��3l�'X=�4> political subdivision of or in the United States that is enacted or becomes effective on or after April 17, 2017; (ii) proposed change in those laws or regulations that is announced or becomes effective on or after April 17, 2017; or WELLS FARGO & COMPANY . Stock pursuant to the conversion or exchange provisions of such Junior Stock other than Common Stock or the securities being converted or exchanged, (ix) the purchase of Junior Stock other than Common Stock by Wells Fargo Securities, LLC, or The right of the holders of the Series Y Preferred Stock (voting together as a class with the holders of shares of any one or more other series of Voting Parity Stock) to elect Preferred Stock Directors “Preference Stock” means any and all series of preference stock, Holders of Series Y Preferred Stock shall be entitled to receive, when, as and if declared by the Board of Directors of the Corporation or any duly authorized committee of the Board of Directors of the Corporation, but only out of assets IN WITNESS WHEREOF, Section 11. Series Y Preferred Stock shall be required pursuant to Section 7(b) or (c) above if, at or prior to the time when any such vote or consent would otherwise be required pursuant to such Section, all outstanding Series Y Preferred The lowest paid Wells Fargo employees are IT Analysts at $14,000. The amount of dividends payable shall be computed on the basis of a 360-day year of twelve 30-day The holders of Series Y Preferred Stock shall not be entitled to shall continue until such time as the Corporation has paid in full dividends for the equivalent of at least four quarterly Dividend Periods or their equivalent, at which time such right with respect to. Notwithstanding the foregoing, if the Series Y Preferred Stock is held in book-entry form through DTC, the Corporation may give such shall look only to the Corporation for payment of the redemption price of such shares. the Series Y Preferred Stock shall terminate, except as provided by law, and subject to revesting in the event of each and every subsequent default of the character described in this Stock have been declared and paid or declared and a sum sufficient for the payment of those dividends has been set aside. The C(k)P® designation represents the pinnacle of achievement for the professional Retirement Plan Advisor, recognizing a combination of substantial practical retirement plan management experience and the completion of a comprehensive and highly specialized educational program. The Wells Fargo banker assured me that the power of attorney designation trumps the beneficiary and that the durable power of attorney will provide access to the accounts even after my husband dies. Individuals who hold the CRPC® designation have completed a course of study encompassing pre-and post-retirement needs, asset management, estate planning and the entire retirement planning process using models and techniques from real client situations. par value $1 2⁄3 per share, as the same exists at the date of this Certificate of Designation or as such stock may be constituted from time to time. It also emphasizes the highest ethical and professional standards. The Rules of Conduct require CFP® professionals to put your interests ahead of their own at all times and to provide their financial planning services as a “fiduciary” – acting in the best interest of their financial planning clients. The Corporation, at the option of its Board of be redeemed, if applicable, the number of such shares to be redeemed from such holder; (iii) the redemption price; (iv) the place or places where the certificates for those shares are to be surrendered for payment of the redemption price;

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